Gordon Banks

Gordon is a member of the SIPP Management Committee and chairs our Consumer Duty Outcomes Group and Small Schemes Investment Committee. 

He manages strategic relationships for our SIPP business area with key investment managers, platform, legal and banking partners, overseeing their contribution to providing good Consumer Duty outcomes. His responsibilities also include risk management and overseeing our client money reconciliation activities.

Gordon has developed extensive knowledge of the SIPP market with a focus on the investments held within SIPPs and the parties used to trade in them. He has a particular expertise in undertaking due diligence on investments / investment providers and in identifying scams or potential pensions liberation cases. Gordon's clients are primarily investment managers, platforms, banks and law firms.

Significant experience:

• Compliance with FCA regulations and HMRC legislation relating to SIPP investments
• Strategic relationship management
• Risk management
• Consumer Duty requirements
• Due diligence on investments / investment providers, identifying scams and potential pensions liberation cases